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Form 8.3 - DraftKings Inc - Amendment

·13-min read

LONDON, October 26, 2021--(BUSINESS WIRE)--

FORM 8.3 - Amendment to Sale

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

DRAFTKINGS INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

22 October 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

ENTAIN PLC

GVC HLDGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.0001 class A common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

579,599

0.14%

399,653

0.10%

(2)

Cash-settled derivatives:

16,877

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

2,534,295

0.62%

1,370,630

0.34%

TOTAL:

3,130,771

0.77%

1,770,283

0.44%

Class of relevant security:

Convertible Bond US26142RAA23

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

0

0.00%

206,000

0.05%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

0

0.00%

206,000

0.05%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.0001 class A common

Purchase

3

47.3300 USD

USD 0.0001 class A common

Purchase

5

47.4800 USD

USD 0.0001 class A common

Purchase

11

47.2272 USD

USD 0.0001 class A common

Purchase

39

46.2800 USD

USD 0.0001 class A common

Purchase

105

46.2400 USD

USD 0.0001 class A common

Purchase

192

46.3000 USD

USD 0.0001 class A common

Purchase

200

46.1850 USD

USD 0.0001 class A common

Purchase

200

46.2750 USD

USD 0.0001 class A common

Purchase

200

46.1950 USD

USD 0.0001 class A common

Purchase

300

46.1800 USD

USD 0.0001 class A common

Purchase

303

46.7866 USD

USD 0.0001 class A common

Purchase

345

46.2631 USD

USD 0.0001 class A common

Purchase

478

46.5253 USD

USD 0.0001 class A common

Purchase

484

46.3023 USD

USD 0.0001 class A common

Purchase

774

46.2150 USD

USD 0.0001 class A common

Purchase

832

46.3887 USD

USD 0.0001 class A common

Purchase

982

46.1262 USD

USD 0.0001 class A common

Purchase

1,250

46.1933 USD

USD 0.0001 class A common

Purchase

1,262

46.2377 USD

USD 0.0001 class A common

Purchase

3,001

46.5606 USD

USD 0.0001 class A common

Purchase

3,728

46.1739 USD

USD 0.0001 class A common

Purchase

5,103

46.6864 USD

USD 0.0001 class A common

Purchase

7,905

46.2037 USD

USD 0.0001 class A common

Purchase

8,133

46.7600 USD

USD 0.0001 class A common

Purchase

12,900

46.2100 USD

USD 0.0001 class A common

Purchase

15,911

46.1100 USD

USD 0.0001 class A common

Purchase

16,988

46.3770 USD

USD 0.0001 class A common

Purchase

28,211

46.3603 USD

USD 0.0001 class A common

Purchase

28,551

46.1553 USD

USD 0.0001 class A common

Purchase

39,107

46.1982 USD

USD 0.0001 class A common

Purchase

42,957

46.6817 USD

USD 0.0001 class A common

Purchase

62,429

46.6883 USD

USD 0.0001 class A common

Purchase

92,773

46.4206 USD

USD 0.0001 class A common

Purchase

234,238

46.6744 USD

USD 0.0001 class A common

Sale

5

47.4800 USD

USD 0.0001 class A common

Sale

37

46.1700 USD

USD 0.0001 class A common

Sale

37

46.2300 USD

USD 0.0001 class A common

Sale

37

46.1750 USD

USD 0.0001 class A common

Sale

45

46.6900 USD

USD 0.0001 class A common

Sale

74

46.2975 USD

USD 0.0001 class A common

Sale

88

46.1400 USD

USD 0.0001 class A common

Sale

100

46.3350 USD

USD 0.0001 class A common

Sale

100

46.2450 USD

USD 0.0001 class A common

Sale

100

46.8600 USD

USD 0.0001 class A common

Sale

100

47.0700 USD

USD 0.0001 class A common

Sale

100

47.3200 USD

USD 0.0001 class A common

Sale

105

46.2400 USD

USD 0.0001 class A common

Sale

105

46.3950 USD

USD 0.0001 class A common

Sale

111

46.2816 USD

USD 0.0001 class A common

Sale

116

46.1900 USD

USD 0.0001 class A common

Sale

148

46.2237 USD

USD 0.0001 class A common

Sale

160

39.3295 USD

USD 0.0001 class A common

Sale

163

46.2342 USD

USD 0.0001 class A common

Sale

171

46.2137 USD

USD 0.0001 class A common

Sale

200

46.2200 USD

USD 0.0001 class A common

Sale

204

46.8640 USD

USD 0.0001 class A common

Sale

300

46.2566 USD

USD 0.0001 class A common

Sale

311

46.2962 USD

USD 0.0001 class A common

Sale

331

46.2653 USD

USD 0.0001 class A common

Sale

338

46.2752 USD

USD 0.0001 class A common

Sale

400

46.2600 USD

USD 0.0001 class A common

Sale

700

46.2128 USD

USD 0.0001 class A common

Sale

700

46.2485 USD

USD 0.0001 class A common

Sale

1,200

46.3433 USD

USD 0.0001 class A common

Sale

1,372

46.9499 USD

USD 0.0001 class A common

Sale

1,600

46.8212 USD

USD 0.0001 class A common

Sale

1,868

47.6021 USD

USD 0.0001 class A common

Sale

2,185

46.3092 USD

USD 0.0001 class A common

Sale

2,770

46.8523 USD

USD 0.0001 class A common

Sale

2,800

46.3907 USD

USD 0.0001 class A common

Sale

2,871

46.2713 USD

USD 0.0001 class A common

Sale

3,468

46.2283 USD

USD 0.0001 class A common

Sale

3,925

46.7417 USD

USD 0.0001 class A common

Sale

5,400

46.2000 USD

USD 0.0001 class A common

Sale

5,924

46.3753 USD

USD 0.0001 class A common

Sale

7,534

46.5334 USD

USD 0.0001 class A common

Sale

8,734

46.3589 USD

USD 0.0001 class A common

Sale

10,550

46.4865 USD

USD 0.0001 class A common

Sale

12,631

46.7557 USD

USD 0.0001 class A common

Sale

12,937

46.2100 USD

USD 0.0001 class A common

Sale

14,027

46.6908 USD

USD 0.0001 class A common

Sale

14,147

46.2348 USD

USD 0.0001 class A common

Sale

15,834

46.6605 USD

USD 0.0001 class A common

Sale

15,911

46.1100 USD

USD 0.0001 class A common

Sale

18,700

49.0000 USD

USD 0.0001 class A common

Sale

18,819

46.1582 USD

USD 0.0001 class A common

Sale

21,826

46.3637 USD

USD 0.0001 class A common

Sale

32,148

46.8053 USD

USD 0.0001 class A common

Sale

32,829

46.6145 USD

USD 0.0001 class A common

Sale

34,203

46.1600 USD

USD 0.0001 class A common

Sale

40,021

46.5873 USD

USD 0.0001 class A common

Sale

72,323

46.5083 USD

USD 0.0001 class A common

Sale

97,592

46.8330 USD

USD 0.0001 class A common

Sale

106,420

46.4199 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

26 Oct 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

DRAFTKINGS INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.0001 class A common

Call Options

Purchased

65,000

50.0000

American

29 Oct 2021

USD 0.0001 class A common

Call Options

Written

-56,900

50.0000

American

22 Oct 2021

USD 0.0001 class A common

Call Options

Written

-35,500

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-33,835

70.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-31,007

65.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-20,503

65.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-16,059

55.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-14,443

60.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-7,373

45.0000

American

19 Nov 2021

USD 0.0001 class A common

Call Options

Written

-6,363

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-707

40.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-101

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-418,200

45.0000

American

20 May 2022

USD 0.0001 class A common

Put Options

Purchased

-212,400

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-211,100

45.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Purchased

-85,700

40.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Purchased

-63,963

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-52,500

40.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Purchased

-30,000

60.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Purchased

-22,601

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-18,700

49.0000

American

22 Oct 2021

USD 0.0001 class A common

Put Options

Purchased

-16,968

65.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-15,000

49.0000

American

29 Oct 2021

USD 0.0001 class A common

Put Options

Purchased

-707

40.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

505

40.0000

American

20 May 2022

USD 0.0001 class A common

Put Options

Written

9,999

55.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

22,500

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

23,230

60.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

45,248

45.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

50,500

60.0000

American

15 Jul 2022

USD 0.0001 class A common

Put Options

Written

54,944

50.0000

American

20 May 2022

USD 0.0001 class A common

Put Options

Written

57,600

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

111,403

60.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

113,778

40.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

141,400

55.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

201,596

45.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

202,000

45.0000

American

14 Apr 2022

USD 0.0001 class A common

Put Options

Written

206,222

40.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

223,210

50.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

228,400

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

275,033

45.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

501,727

45.0000

American

20 May 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211026005911/en/

Contacts

BARCLAYS PLC

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